The Financial Industry Regulatory Authority was established to provide some protection to investors while holding broker-dealers to ethical standards. One way FINRA does so is through the use of arbitration to resolve disputes. The arbitration process differs from...
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How prevalent is insider trading?
Any business owner, executive or board member is aware of the possibility of insider trading. But for most people, it is something that one might see in the movies or in fiction. It is hard for many to believe that insider trading could be a daily occurrence in some...
What protection does my logo need?
Creating great branding for your product is essential. Your logo and other branding can signal to your customers that they will get the quality and service that they expect from your products. As you develop your business and your brand, you know it is essential to...
When does a person breach their fiduciary duty?
A fiduciary is a person who is obligated to act in the best interests of another party. For example, a board member has a fiduciary duty to act in the best interests of the company or in the interests of the company’s shareholders. While the concept is simple enough,...
Wind energy is an emerging technology that carries legal concerns
The quest for new energy resources has been going on for years. Fossil fuels have been our go-to energy source. Most people realize that those fuels cause pollution and that they will end someday. As a result, we are looking for a clean, renewable and safe energy...
What is copyright infringement?
They say that imitation is the sincerest form of flattery, but when your livelihood is your creative work that “flattery” can feel a lot like theft. And just like with any other form of theft, you can protect yourself. If somebody has imitated your copyrighted music,...
Protecting your business interests in a wage-and-hour dispute
There has been a recent increase nationwide in 'wage theft' claims by employees against their employers. The Fair Labor Standards Act (FLSA) has undergone some changes the past two years, including its overtime rules, that have given employees more tools for...
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